Omgeo is committed to conducting our business responsibly, legally and ethically, consistent with our values of reliability, integrity and partnership. We maintain a strong and positive "Tone at the Top" from our Board of Managers, Audit Committee, Executive Team and Senior Managers. We devote significant resources to support Corporate Governance, Business Continuity Management, Information Security, Data Privacy and Legal/Regulatory Compliance Programs.
Read about Omgeo's commitment to risk management and compliance
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We devote significant resources to programs in support of responsible, legal and ethical business practices including:
Our Board of Managers is a vital part of the ongoing governance and industry oversight of our organization. The members of our board are responsible for representing the interests of all Omgeo's clients. Mike Bodson, President and Chief Executive Officer of The Depository Trust & Clearing Corporation (DTCC), is chairman of the board.
Corporate Governance +
|Business Continuity Management and Service Availability|
We are dedicated to providing highly reliable and available solutions. One of the ways in which we support this commitment is through a comprehensive Business Continuity Program that enables Omgeo to respond to and recover from a business disruption. Our mission is to resume normal business and client support operations with minimal service impact on our clients, in the shortest time possible.
Business Continuity Management and Service Availability +
|Information Security and Data Privacy|
Omgeo is committed to protecting the confidentiality, integrity, privacy and availability of information placed under our care. As such, Omgeo maintains a dedicated Corporate Information Security function reporting to Omgeo’s Chief Information Security Officer.
Information Security and Data Privacy +
|Legal and Regulatory Compliance|
Omgeo conducts business in compliance with all laws and regulations applicable to our business including requirements of the United States Securities and Exchange Commission (SEC), the United Kingdom Financial Conduct Authority (FCA) and the Ontario Securities Commission (OSC).
Legal and Regulatory Compliance +